Compliance and the Management of Compliance Risk Training Course

Target Audience

This course is designed for all senior management personnel who require a practical understanding of AML/CTF frameworks and their prevention methods, as well as awareness of current and relevant financial crime issues.

Course Format

The learning experience combines the following elements:

• Facilitated Discussions
• Slide Presentations
• Case Studies
• Real-world Examples

Learning Objectives

Upon completion of this course, participants will be capable of:

• Explaining methods for preventing AML and CTF activities.
• Gaining insight into the key components of AML and CTF relevant to their organizations, as well as national and international efforts to combat these crimes.
• Defining the protective measures companies and their staff should adopt against the risks of money laundering and terrorist financing.
• Identifying how companies may become targets for money laundering and terrorist financing, and explaining which 'red flags' can assist in identifying, preventing, and reporting any suspicious or confirmed criminal activity.
• Understanding key areas of concern within financial crime.

Description:

Basel III represents a global regulatory framework focused on bank capital adequacy, stress testing, and market liquidity risk. Initially established by the Basel Committee on Banking Supervision in 2010–11, the implementation timeline for the Accord has been extended to March 31, 2019. Basel III enhances bank capital requirements by boosting liquidity and reducing leverage.
Unlike Basel I and II, Basel III mandates varying reserve levels for different deposit types and borrowing categories. Rather than replacing its predecessors, it complements Basel I and Basel II.
Navigating this complex and evolving landscape can be challenging. Our course and training program are designed to help you anticipate and manage potential changes and their impact on your institution. As an accredited training partner of the Basel Certification Institute, we guarantee that our training materials and quality remain up-to-date and highly effective.

Objectives:

• Prepare candidates for the Certified Basel Professional Examination.
• Define practical strategies and techniques for defining, measuring, analyzing, improving, and controlling operational risk within banking organizations.

Target Audience:

• Board members with risk management responsibilities
• Chief Risk Officers (CROs) and Heads of Risk Management
• Members of Risk Management teams
• Compliance, legal, and IT support staff
• Equity and Credit Analysts
• Portfolio Managers
• Rating Agency Analysts

Overview:

• Introduction to Basel norms and amendments to the Basel Accord (III)
• Regulations governing market, credit, counterparty, and liquidity risks
• Stress testing for various risk measures, including formulation and delivery of stress tests
• Anticipated effects of Basel III on the international banking industry, including demonstrations of practical application
• The necessity for new Basel norms
• Key features of Basel III norms
• Objectives of the Basel III norms
• Timeline for Basel III implementation

This instructor-led, live training in South Korea (online or on-site) is aimed at advanced-level professionals who wish to gain a comprehensive understanding of fraud examination concepts and prepare for the Certified Fraud Examiner (CFE) exam.

By the end of this training, participants will be able to:

• Gain comprehensive knowledge of fraud examination principles and the fraud examination process.
• Learn to identify, investigate, and prevent various types of financial fraud schemes.
• Understand the legal environment related to fraud, including the legal elements of fraud, relevant laws, and regulations.
• Acquire practical skills in conducting fraud investigations, including evidence collection, interviewing techniques, and data analysis.
• Learn to design and implement effective fraud prevention and deterrence programs within organizations.
• Gain confidence and knowledge to successfully pass the Certified Fraud Examiner (CFE) exam.

Description:

This four-day program (CGEIT training) serves as the ultimate preparation for exam day, designed to ensure you pass the challenging CGEIT exam on your first attempt.
The CGEIT credential is an internationally recognized symbol of excellence in IT governance, awarded by ISACA. It is intended for professionals responsible for managing IT governance or those with significant advisory or assurance responsibilities for IT governance.
Achieving CGEIT status will provide you with greater recognition in the marketplace, as well as increased influence at the executive level.

Objectives:

This seminar is designed to prepare delegates for the CGEIT examination by enabling them to supplement their existing knowledge and understanding to be better prepared to pass the exam, as defined by ISACA.

Target Audience:

Our training course is for IT and business professionals, with significant IT governance experience who are undertaking the CGEIT exam.

This instructor-led live training in South Korea (online or onsite) is designed for compliance professionals in the payment services industry who wish to create, implement, and enforce a robust compliance program within their organizations.

By the end of this training, participants will be able to:

• Understand the regulatory rules set by government authorities for payment service providers.
• Create internal policies and procedures required to satisfy government regulations.
• Implement a compliance program that adheres to relevant laws.
• Ensure that all corporate processes and procedures comply with the compliance program.
• Uphold the business's reputation while protecting it from lawsuits.

This instructor-led, live training (online or onsite) is aimed at managers who wish to identify and minimize the risk of fraud faced by eCommerce merchants.

By the end of this training, participants will be able to:

• Understand how eCommerce fraud occurs.
• Analyze vulnerabilities in their company's eCommerce platform and processes.
• Assess a company's 'readiness' for adopting new anti-fraud measures
• Communicate and incorporate appropriate anti-fraud policies.

Format of the Course

• Interactive lecture and discussion.
• Lots of exercises and practice.
• Hands-on implementation in a live-lab environment.

Course Customization Options

• To request a customized training for this course, please contact us to arrange.

This introductory course offers participants a comprehensive, first-class working knowledge of essential financial markets, including their purposes, functions, primary activities, and regulatory frameworks. Designed as a blend of refresher, educational, and challenging content, it aims to maximize the value for all attendees. Interactive feedback and discussion are actively encouraged throughout the sessions, which are designed to be engaging and dynamic rather than purely reactive or factual.

The primary objective is to ensure that upon completion, all delegates are significantly better equipped to address client needs and contextually understand the services and markets in which they operate and participate.

This instructor-led live training in South Korea (online or onsite) targets cloud administrators, cloud architects, technology leaders, and financial analysts who want to record, manage, monitor, and process their organization’s financial assets in the cloud.

By the end of the training, participants will be able to apply FinOps practices to forecast costs, optimize processes, and perform financial management operations in the cloud.

This instructor-led, live training in South Korea (online or onsite) is aimed at intermediate-level finance professionals who wish to gain a comprehensive knowledge of FinOps principles and methodologies, including cloud financial management, optimization strategies, and collaboration among finance, engineering, and business teams.

By the end of this training, participants will be able to:

• Understand the FinOps framework, principles, and phases.
• Manage cloud costs effectively through data analysis and governance.
• Collaborate between finance, engineering, and business units to align cloud spend.
• Use FinOps tools for cost allocation, forecasting, and optimization.
• Prepare for the FinOps Certified FOCUS Analyst exam.

This instructor-led live training in South Korea (online or on-site) is designed for advanced-level cloud financial management professionals who wish to validate their expertise in financial operations (FinOps) related to cloud cost management.

By the end of this training, participants will be able to:

• Gain advanced knowledge required for the FinOps Certified Professional exam.
• Understand complex FinOps practices, including cost optimization, budget management, and reporting.
• Develop practical skills in applying FinOps strategies in real-world scenarios.
• Prepare for a successful completion of the FinOps Certified Professional exam.

Introduction to Structured Products

This course is designed to offer participants a foundational overview of the structured products utilized in investment banking. Upon completing the training, attendees will possess a practical understanding of the subject matter and will be equipped to address the following key questions:

1. What exactly are structured products?
2. What motivates their issuance?
3. What advantages do issuers and investors derive from them?
4. How can one structure and price various derivative products?
5. What are the associated risks and costs involved in creating structured financial products?
6. What constitutes embedded derivatives?
7. What are exotic options?
8. What factors must be considered regarding pricing and hedging?

This instructor-led live training, offered onsite or remotely, is designed for accountants and bookkeepers who intend to use Xero for bookkeeping purposes.

By the conclusion of this training, participants will be capable of:

• Gaining real-time insights into cash flow.
• Linking bank accounts to Xero for effective bank reconciliation.
• Preparing and verifying VAT (Value Added Tax) returns in Xero.
• Creating reports for distribution among team members.

This instructor-led, live training in South Korea (online or onsite) is aimed at beginner-level non-finance professionals who wish to have a foundational understanding of financial and accounting principles that are essential for effective decision-making in business.

By the end of this training, participants will be able to:

• Understand basic financial and accounting concepts that are essential for business decision-making.
• Interpret and analyze financial statements such as income statements, balance sheets, and cash flow statements.
• Apply key financial ratios to assess the financial health of a business.
• Develop and manage budgets and perform variance analysis to monitor business performance.
• Use break-even analysis to support operational and strategic decisions.

This instructor-led, live training (available online or onsite) is designed for developers who want to use the Open Bank Project API to create and test decentralized applications that integrate seamlessly with digital banking systems.

By the end of this training, participants will be able to:

• Set up the required development environment to begin building applications with the OBP API.
• Gain a solid understanding of the Open Bank Project's architecture, technology, and core concepts.
• Learn how to utilize and customize the OBP API to develop and construct banking applications.
• Explore the features, tools, APIs, and sandboxes available in OBP.
• Implement security measures and integrations within OBP API connectors and adapters.

This instructor-led, live training in South Korea (online or onsite) is designed for application consultants and business process owners who wish to learn how to configure business processes for the SAP S/4 HANA financials module.

By the end of this training, participants will be able to:

• Understand the basic customizing settings for the main components of Financial Accounting with SAP S/4HANA.
• Configure master data settings (such as G/L accounts, customer, and vendor accounts) for FA in SAP S/4HANA.
• Set up document control, posting control, and financial document clearing settings for FA in SAP S/4HANA.