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Duration 16 hours
Course Outline
R/3 Fundamentals for Auditors
- Core architecture, including the ABAP stack, SAP GUI, and the client concept.
- Key distinctions from legacy systems, focusing on modular design: FI, MM, and SD.
- Standard transactions and navigation techniques for audit purposes.
Access, Roles, and Core SoD
- User management and authorizations using PFCG, SU01, SUIM, SU53, and SU24.
- Role design principles and common audit-relevant functions.
- Basic SoD matrix analysis and typical findings, such as combining invoice creation and approval in a single role.
Security Logs and Traces
- Security Audit Log (SM19/SM20): covering activation, filtering, and reporting.
- STAD and ST03N: analyzing usage statistics, sessions, and workload.
- Best practices for evidence retention and data export.
Configuration Changes and Sensitive Data
- SCU3 (change documents) and SCC4 (client settings).
- Identifying and monitoring critical system parameters (RZ10/RZ11).
Process Controls (FI/MM/SD) in R/3
- FI: Tolerances, OB52 (posting periods), and journal entry approvals.
- MM: Release strategies, purchase order limits, and single supplier controls.
- SD: Credit limits, pricing modifications, and condition monitoring.
- Audit sampling techniques for effective process testing.
Comprehensive Laboratory + Reporting
- Reviewing roles and authorizations for critical users.
- Tracing operations (purchase/sale) and collecting audit evidence via SM20/SCU3.
- Documenting findings with screenshots and data exports.
- Preparing working papers and ensuring traceability.
Conclusion and Action Plan
- Internal control checklists specifically for R/3.
- Prioritizing findings and formulating recommendations.
Deliverables
- A checklist containing 20+ controls for FI/MM/SD.
- A quick reference guide for SM19/SM20, SUIM, SCU3, and STAD/ST03N.
Requirements
- A solid foundation in basic auditing principles
- Prior experience working with SAP systems
- Familiarity with compliance and control frameworks
Target Audience
- Auditors
- Internal control specialists
- SAP security consultants
- Compliance officers
Testimonials (2)
The training provided valuable insights into ABAP CDS and Fiori capabilities, helping me better understand the system functionalities already available within the company and opportunities to optimize their utilization. It also enhanced my understanding of how SAP technologies can support reporting, analytics, and business process improvements.
Melita Widya Ningrum - PT. TELKOM INDONESIA
Course - Custom SAP S/4HANA Financials, GRC, Fiori Analytics & ABAP Technical Foundation Masterclass
It was straight to the point and more practical